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Regulatory Impact Analysis Handbook

Publication Details

  • Regulatory Impact Analysis Handboook
  • Published: 2 Nov 2009
  • Status: Current
  • Author: The Treasury
    • Hard copy: Available in Adobe PDF and HTLM format only.
     

    Regulatory Impact Analysis Handbook

    Published 2 Nov 2009

    Detailed guidance on regulatory impact analysis (RIA), preparing a regulatory impact statement (RISs) and for providing quality assurance of regulatory proposals.

    This handbook provides an overview of regulatory impact analysis and guidance on the main elements of Cabinet's RIA requirements. It incorporates Cabinet's decisions on changes to the RIA requirements taken during 2009, which came into effect on 2 November 2009.

    The handbook supports and supplements the information provided in the CabGuide and in Cabinet Office Circular CO (09) 8. It replaces the Guidelines on the Regulatory Impact Analysis Requirements published by the Treasury in November 2008. There is a separate section for each of the main elements of the RIA requirements.

    The quick guide to Cabinet's Regulatory Impact Analysis requirements is available in MS Word format: ria-cab-quick.doc (79 KB).

    See also Independent Quality Assurance of Regulatory Impact Statements: Guidance for Agencies (April 2010) which supports the information in chapter 6 of this Handbook.

    Templates

    The Annexes to the RIA Handbook are available for download as templates in MS Word format:

    Contents

    Browse section/chapter Download/Page range

    A quick guide to Cabinet's Regulatory Impact Analysis (RIA) requirements

    About this handbook

    1 When do the RIA requirements apply?

    2 Undertaking Regulatory Impact Analysis

    3 Preliminary impact and risk assessment

    4 Consultation

    5 Preparing the RIS

    6 Obtaining quality assurance

    7 Preparing the Cabinet paper

    8 Publishing the RIS

    9 Regulatory proposals that do not meet the RIA requirements

    ria-handbk-nov09.pdf (275 KB) pp. (2),40

    Annex 1 – Preliminary impact and risk assessment

    ria-template-pira.doc (126 KB)

    Annex 2 – Regulatory Impact Statement: Overview of required information

    ria-template-ris.doc (71 KB)

    Annex 3 – Quality assurance criteria

    ria-template-qa.doc (74 KB)
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